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Compliance Manager
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Enhanced compliance oversight
FINBOURNE’s Compliance Manager solution helps your teams ensure portfolio limits, investment governance and investor mandate obligations adhere to regulatory and internal policies requirements.
Built using our core platform LUSID, our intuitive and fully configurable reporting, templates and rules management dashboard allows non-technical teams to easily access, monitor and manage compliance related portfolio data.
FINBOURNE’s Compliance Manager solution helps your teams ensure portfolio limits, investment governance and investor mandate obligations adhere to regulatory and internal policies requirements.
Built using our core platform LUSID, our intuitive and fully configurable reporting, templates and rules management dashboard allows non-technical teams to easily access, monitor and manage compliance related portfolio data.
Benefits
Enhanced risk mitigation
Better protect your firm from regulatory fines and reputational damage, enabling sustained growth and investor trust.
Increase compliance efficiency
Automate compliance processes, reducing the time and resources spent on manual checks and reporting.
Gain real-time insights
Identify and mitigate compliance risks in real-time using fully configurable reporting and dashboards to ensure operations are aligned with regulatory requirements.
Easy integration
Our API first approach allows for seamless integration across all existing platforms and systems.
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Features
Speak to an expertPre and post trade compliance
Prevent non-compliant trades before they are booked with flexible rule configuration, exception management, lookthrough reporting and risk-based limits. Post trade, alert users to emerging risks and issues in easy-to-use UI with configurable notifications and breach management tools.
Automated compliance checks and audit trails
Continuously monitor transactions in real-time and implement automated checks and controls to ensure all transactions meet regulatory standards. Maintain a detailed audit trail of all compliance-related activities, providing transparency and accountability.
Integration with external systems
Seamlessly integrate with internal and external systems and data sources to enhance compliance management across the entire portfolio and trade lifecycle.
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